Defense Notices


All students and faculty are welcome to attend the final defense of EECS graduate students completing their M.S. or Ph.D. degrees. Defense notices for M.S./Ph.D. presentations for this year and several previous years are listed below in reverse chronological order.

Students who are nearing the completion of their M.S./Ph.D. research should schedule their final defenses through the EECS graduate office at least THREE WEEKS PRIOR to their presentation date so that there is time to complete the degree requirements check, and post the presentation announcement online.

Upcoming Defense Notices

Jennifer Quirk

Aspects of Doppler-Tolerant Radar Waveforms

When & Where:


Nichols Hall, Room 129 (Apollo Auditorium)

Committee Members:

Shannon Blunt, Chair
Patrick McCormick
Charles Mohr
Alessandro Salandrino
Zsolt Talata

Abstract

The Doppler tolerance of a waveform refers to its behavior when subjected to a fast-time Doppler shift imposed by scattering that involves nonnegligible radial velocity. While previous efforts have established decision-based criteria that lead to a binary judgment of Doppler tolerant or intolerant, it is also useful to establish a measure of the degree of Doppler tolerance. The purpose in doing so is to introduce a Doppler "quasi-tolerant" trade-space that can ultimately inform automated/cognitive waveform design in increasingly complex and dynamic radio frequency (RF) environments. This idea of Doppler quasi-tolerance leads to the development of random FM (RFM) waveforms that retain a degree of Doppler tolerance while still providing the diversity of a nonrepeating waveform structure. The ensuing ambiguity functions split the delay/Doppler ridge into a variety of different patterns. Since these patterns are known at transmission, a strategy for appropriate coherent slow time combining is demonstrated in simulation. Separately, the application of slow-time coding (STC) to the Doppler-tolerant linear FM (LFM) waveform has been examined for disambiguation of multiple range ambiguities. However, using STC with non-adaptive Doppler processing often results in high Doppler "cross-ambiguity" side lobes that can hinder range disambiguation despite the degree of separability imparted by STC. To enhance this separability, a gradient-based optimization of STC sequences is developed, and a "multi-range" (MR) modification to the reiterative super-resolution (RISR) approach that accounts for the distinct range interval structures from STC is examined. The efficacy of these approaches is demonstrated using open-air measurements. Pulse agility is an alternative range disambiguation technique that relies on pulse-to-pulse waveform separability. Although pulse-agile waveforms are often uncorrelated and therefore amenable to range disambiguation, they may exhibit poor Doppler tolerance. To preserve Doppler tolerance and achieve separability, a class of hybrid waveforms is developed whereby a phase code is embedded on an LFM base waveform. A gradient-based optimization is developed for this waveform structure to achieve enhanced suppression of range-folded scattering in desired delay/Doppler regions. The Doppler tolerance and separability of the optimized waveforms are examined in simulation, and open-air measurements are used to demonstrate the range disambiguation capability.


Shalmoli Ghosh

Multi-Wavelength Light Source and Optical Amplification for Capacity Scaling in Next-Generation Optical Systems

When & Where:


Nichols Hall, Room 246 (Executive Conference Room)

Committee Members:

Rongqing Hui, Chair
Morteza Hashemi
Patrick McCormick
Alessandro Salandrino
Judy Wu

Abstract

The rapid growth of data traffic is pushing fiber-optic communication systems toward increasingly higher capacities. Meeting this demand requires advances across optical transmitters, in-line amplifiers, and usable gain bandwidth. This thesis investigates three key hardware technologies for next-generation, ultra-high-capacity optical networks: the multi-wavelength light source, the nonlinear amplifier, and the extended-band amplifier, each addressing a distinct bottleneck in scaling system capacity.                          

The first study investigates a single-section InGaAsP quantum-well Fabry--Perot laser diode as a compact, high-power, multi-carrier comb source with an output power exceeding 21 dBm. A single device generating multiple carriers can replace an array of discrete lasers, reducing cost and complexity in a coherent transmitter. The device is characterized in terms of its RF mixing linewidth, measured to be 20 kHz at full width at half maximum, relative intensity noise, and low phase noise beyond 1 GHz. Its suitability as a coherent transmitter is demonstrated using twenty 15 GBaud double sideband 16-QAM channels transmitted over 78.3 km of single-mode fiber. The system capability can reach beyond 4 Tb/s with a single laser in the transmitter using polarization multiplexing.                     

The second study demonstrates a polarization-insensitive fiber-optic parametric amplifier. The amplifier is based on a polarization-diverse bidirectional loop containing two equal-length, 100m highly nonlinear polarization-maintaining fibers connected through a 90° axis-rotation splice. This configuration eliminates the need for active polarization control, compensates for polarization-mode-dispersion effects, and suppresses stimulated Brillouin scattering between the counter-propagating pumps at pump powers of up to 30 dBm. When operated as a preamplifier in a 400 Gb/s dual-polarization 16-QAM transmission system, the amplifier achieves a noise figure below 3 dB, confirming its viability for practical, polarization-diverse signals.                      

The third study presents an experimental characterization of a 468m Bismuth-doped Germanosilicate fiber operating in the E and S band. The amplifier can provide a gain up to 33 dB when operated at a pump power of 23 dBm. A bidirectional rate-equation model of the measured gain and ASE spectra resolves the contributions of the individual active-center subtypes to net gain. The model further quantifies the impact of Rayleigh backscattering in long bismuth-doped fibers. Together, these results indicate that long fibers operate more efficiently in the longer-wavelength region. Combined with a conventional Erbium-doped amplifier, such a Bismuth-doped stage could extend gain coverage across the S through L bands, making it a single extended-band amplifier.                        

Together, these studies address three complementary elements of high-capacity optical communication systems: multi-channel source generation, nonlinear parametric amplification, and extended-band doped-fiber amplification. By examining the physical interactions, noise analysis, and system-level impairments associated with each technology, this thesis addresses several of the hardware technologies needed to overcome major capacity-scaling limitations of current optical networks.


Past Defense Notices

Dates

Arnab Mukherjee

Attention-Based Solutions for Occlusion Challenges in Person Tracking

When & Where:


Eaton Hall, Room 2001B

Committee Members:

Prasad Kulkarni, Chair
Sumaiya Shomaji
Hongyang Sun
Jian Li

Abstract

Person tracking and association is a complex task in computer vision applications. Even with a powerful detector, a highly accurate association algorithm is necessary to match and track the correct person across all frames. This method has numerous applications in surveillance, and its complexity increases with the number of detected objects and their movements across frames. A significant challenge in person tracking is occlusion, which occurs when an individual being tracked is partially or fully blocked by another object or person. This can make it difficult for the tracking system to maintain the identity of the individual and track them effectively.

In this research, we propose a solution to the occlusion problem by utilizing an occlusion-aware spatial attention transformer. We have divided the entire tracking association process into two scenarios: occlusion and no-occlusion. When a detected person with a specific ID suddenly disappears from a frame for a certain period, we employ advanced methods such as Detector Integration and Pose Estimation to ensure the correct association. Additionally, we implement a spatial attention transformer to differentiate these occluded detections, transform them, and then match them with the correct individual using the Cosine Similarity Metric.

The features extracted from the attention transformer provide a robust baseline for detecting people, enhancing the algorithms adaptability and addressing key challenges associated with existing approaches. This improved method reduces the number of misidentifications and instances of ID switching while also enhancing tracking accuracy and precision.


Agraj Magotra

Data-Driven Insights into Sustainability: An Artificial Intelligence (AI) Powered Analysis of ESG Practices in the Textile and Apparel Industry

When & Where:


Eaton Hall, Room 2001B

Committee Members:

Sumaiya Shomaji, Chair
Prasad Kulkarni
Zijun Yao


Abstract

The global textile and apparel (T&A) industry is under growing scrutiny for its substantial environmental and social impact, producing 92 million tons of waste annually and contributing to 20% of global water pollution. In Bangladesh, one of the world's largest apparel exporters, the integration of Environmental, Social, and Governance (ESG) practices is critical to meet international sustainability standards and maintain global competitiveness. This master's study leverages Artificial Intelligence (AI) and Machine Learning (ML) methodologies to comprehensively analyze unstructured corporate data related to ESG practices among LEED-certified Bangladeshi T&A factories. 

Our study employs advanced techniques, including Web Scraping, Natural Language Processing (NLP), and Topic Modeling, to extract and analyze sustainability-related information from factory websites. We develop a robust ML framework that utilizes Non-Negative Matrix Factorization (NMF) for topic extraction and a Random Forest classifier for ESG category prediction, achieving an 86% classification accuracy. The study uncovers four key ESG themes: Environmental Sustainability, Social : Workplace Safety and Compliance, Social: Education and Community Programs, and Governance. The analysis reveals that 46% of factories prioritize environmental initiatives, such as energy conservation and waste management, while 44% emphasize social aspects, including workplace safety and education. Governance practices are significantly underrepresented, with only 10% of companies addressing ethical governance, healthcare provisions and employee welfare.

To deepen our understanding of the ESG themes, we conducted a Centrality Analysis to identify the most influential keywords within each category, using measures such as degree, closeness, and eigenvector centrality. Furthermore, our analysis reveals that higher certification levels, like Platinum, are associated with a more balanced emphasis on environmental, social, and governance practices, while lower levels focus primarily on environmental efforts. These insights highlight key areas where the industry can improve and inform targeted strategies for enhancing ESG practices. Overall, this ML framework provides a data-driven, scalable approach for analyzing unstructured corporate data and promoting sustainability in Bangladesh’s T&A sector, offering actionable recommendations for industry stakeholders, policymakers, and global brands committed to responsible sourcing.


Samyoga Bhattarai

‘Pro-ID: A Secure Face Recognition System using Locality Sensitive Hashing to Protect Human ID’

When & Where:


Eaton Hall, Room 2001B

Committee Members:

Sumaiya Shomaji, Chair
Tamzidul Hoque
Hongyang Sun


Abstract

Face recognition systems are widely used in various applications, from mobile banking apps to personal smartphones. However, these systems often store biometric templates in raw form, posing significant security and privacy risks. Pro-ID addresses this vulnerability by incorporating SimHash, an algorithm of Locality Sensitive Hashing (LSH), to create secure and irreversible hash codes of facial feature vectors. Unlike traditional methods that leave raw data exposed to potential breaches, SimHash transforms the feature space into high-dimensional hash codes, safeguarding user identity while preserving system functionality. 

The proposed system creates a balance between two aspects: security and the system’s performance. Additionally, the system is designed to resist common attacks, including brute force and template inversion, ensuring that even if the hashed templates are exposed, the original biometric data cannot be reconstructed.  

A key challenge addressed in this project is minimizing the trade-off between security and performance. Extensive evaluations demonstrate that the proposed method maintains competitive accuracy rates comparable to traditional face recognition systems while significantly enhancing security metrics such as irreversibility, unlinkability, and revocability. This innovative approach contributes to advancing the reliability and trustworthiness of biometric systems, providing a secure framework for applications in face recognition systems. 


Shalmoli Ghosh

High-Power Fabry-Perot Quantum-Well Laser Diodes for Application in Multi-Channel Coherent Optical Communication Systems

When & Where:


Nichols Hall, Room 246 (Executive Conference Room)

Committee Members:

Rongqing Hui , Chair
Shannon Blunt
Jim Stiles


Abstract

Wavelength Division Multiplexing (WDM) is essential for managing rapid network traffic growth in fiber optic systems. Each WDM channel demands a narrow-linewidth, frequency-stabilized laser diode, leading to complexity and increased energy consumption. Multi-wavelength laser sources, generating optical frequency combs (OFC), offer an attractive solution, enabling a single laser diode to provide numerous equally spaced spectral lines for enhanced bandwidth efficiency.

Quantum-dot and quantum-dash OFCs provide phase-synchronized lines with low relative intensity noise (RIN), while Quantum Well (QW) OFCs offer higher power efficiency, but they have higher RIN in the low frequency region of up to 2 GHz. However, both quantum-dot/dash and QW based OFCs, individual spectral lines exhibit high phase noise, limiting coherent detection. Output power levels of these OFCs range between 1-20 mW where the power of each spectral line is typically less than -5 dBm. Due to this requirement, these OFCs require excessive optical amplification, also they possess relatively broad spectral linewidths of each spectral line, due to the inverse relationship between optical power and linewidth as per the Schawlow-Townes formula. This constraint hampers their applicability in coherent detection systems, highlighting a challenge for achieving high-performance optical communication.

In this work, coherent system application of a single-section Quantum-Well Fabry-Perot (FP) laser diode is demonstrated. This laser delivers over 120 mW optical power at the fiber pigtail with a mode spacing of 36.14 GHz. In an experimental setup, 20 spectral lines from a single laser transmitter carry 30 GBaud 16-QAM signals over 78.3 km single-mode fiber, achieving significant data transmission rates. With the potential to support a transmission capacity of 2.15 Tb/s (4.3 Tb/s for dual polarization) per transmitter, including Forward Error Correction (FEC) and maintenance overhead, it offers a promising solution for meeting the escalating demands of modern network traffic efficiently.


TJ Barclay

Proof-Producing Translation from Gallina to CakeML

When & Where:


Nichols Hall, Room 250 (Gemini Room)

Committee Members:

Perry Alexander, Chair
Alex Bardas
Drew Davidson
Sankha Guria
Eileen Nutting

Abstract

Users of theorem provers often desire to to extract their verified code to a

  more efficient, compiled language. Coq's current extraction mechanism provides

  this facility but does not provide a formal guarantee that the extracted code

  has the same semantics as the logic it is extracted from. Providing such a

  guarantee requires a formal semantics for the target code. The CakeML

  project, implemented in HOL4, provides a formally defined syntax and semantics

  for a subset of SML and includes a proof-producing translator from

  higher-order logic to CakeML. We use the CakeML definition to develop a

  certifying extractor to CakeML from Gallina using the translation and proof techniques

  of the HOL4 CakeML translator. We also address how differences

  between HOL4 (higher-order logic) and Coq (calculus of constructions) effect

  the implementation details of the Coq translator.


Anissa Khan

Privacy Preserving Biometric Matching

When & Where:


Eaton Hall, Room 2001B

Committee Members:

Perry Alexander, Chair
Prasad Kulkarni
Fengjun Li


Abstract

Biometric matching is a process by which distinct features are used to identify an individual. Doing so privately is important because biometric data, such as fingerprints or facial features, is not something that can be easily changed or updated if put at risk. In this study, we perform a piece of the biometric matching process in a privacy preserving manner by using secure multiparty computation (SMPC). Using SMPC allows the identifying biological data, called a template, to remain stored by the data owner during the matching process. This provides security guarantees to the biological data while it is in use and therefore reduces the chances the data is stolen. In this study, we find that performing biometric matching using SMPC is just as accurate as performing the same match in plaintext.

 


Bryan Richlinski

Prioritize Program Diversity: Enumerative Synthesis with Entropy Ordering

When & Where:


Nichols Hall, Room 246 (Executive Conference Room)

Committee Members:

Sankha Guria, Chair
Perry Alexander
Drew Davidson
Jennifer Lohoefener

Abstract

Program synthesis is a popular way to create a correct-by-construction program from a user-provided specification. 

Term enumeration is a leading technique to systematically explore the space of programs by generating terms from a formal grammar.

These terms are treated as candidate programs which are tested/verified against the specification for correctness. 

In order to prioritize candidates more likely to satisfy the specification, enumeration is often ordered by program size or other domain-specific heuristics.

However, domain-specific heuristics require expert knowledge, and enumeration by size often leads to terms comprised of frequently 

repeating symbols that are less likely to satisfy a specification. 

In this thesis, we build a heuristic that prioritizes term enumeration based on variability of individual symbols in the program, i.e., 

information entropy of the program. We use this heuristic to order programs in both top-down and bottom-up enumeration. 

We evaluated our work on a subset of the PBE-String track of the 2017 SyGuS competition benchmarks and compared against size-based enumeration. 

Top-down enumeration guided by entropy expands upon fewer partial expressions than naive in 77\% of benchmarks, 

and tests fewer complete expressions in 54\%, resulting in improved synthesis time in 40\% of benchmarks. 

However, 71\% of benchmarks in bottom-up enumeration using entropy tests fewer expressions than naive enumeration, without any improvements to the running time. 

We conclude entropy is a promising direction to prioritize candidates during program search in enumerative synthesis, 

and propose a future directions for improving performance of our proposed techniques.


Elizabeth Wyss

A New Frontier for Software Security: Diving Deep into npm

When & Where:


Eaton Hall, Room 2001B

Committee Members:

Drew Davidson, Chair
Alex Bardas
Fengjun Li
Bo Luo
J. Walker

Abstract

Open-source package managers (e.g., npm for Node.js) have become an established component of modern software development. Rather than creating applications from scratch, developers may employ modular software dependencies and frameworks--called packages--to serve as building blocks for writing larger applications. Package managers make this process easy. With a simple command line directive, developers are able to quickly fetch and install packages across vast open-source repositories. npm--the largest of such repositories--alone hosts millions of unique packages and serves billions of package downloads each week. 

 

However, the widespread code sharing resulting from open-source package managers also presents novel security implications. Vulnerable or malicious code hiding deep within package dependency trees can be leveraged downstream to attack both software developers and the users of their applications. This downstream flow of software dependencies--dubbed the software supply chain--is critical to secure.

 

This research provides a deep dive into the npm-centric software supply chain, exploring various facets and phenomena that impact the security of this software supply chain. Such factors include (i) hidden code clones--which obscure provenance and can stealthily propagate known vulnerabilities, (ii) install-time attacks enabled by unmediated installation scripts, (iii) hard-coded URLs residing in package code, (iv) the impacts open-source development practices, and (v) package compromise via malicious updates. For each facet, tooling is presented to identify and/or mitigate potential security impacts. Ultimately, it is our hope that this research fosters greater awareness, deeper understanding, and further efforts to forge a new frontier for the security of modern software supply chains. 


Jagadeesh Sai Dokku

Intelligent Chat Bot for KU Website: Automated Query Response and Resource Navigation

When & Where:


Eaton Hall, Room 2001B

Committee Members:

David Johnson, Chair
Prasad Kulkarni
Hongyang Sun


Abstract

This project introduces an intelligent chatbot designed to improve user experience on our university website by providing instant, automated responses to common inquiries. Navigating a university website can be challenging for students, applicants, and visitors who seek quick information about admissions, campus services, events, and more. To address this challenge, we developed a chatbot that simulates human conversation using Natural Language Processing (NLP), allowing users to find information more efficiently. The chatbot is powered by a Bidirectional Long Short-Term Memory (BiLSTM) model, an architecture well-suited for understanding complex sentence structures. This model captures contextual information from both directions in a sentence, enabling it to identify user intent with high accuracy. We trained the chatbot on a dataset of intent-labeled queries, enabling it to recognize specific intentions such as asking about campus facilities, academic programs, or event schedules. The NLP pipeline includes steps like tokenization, lemmatization, and vectorization. Tokenization and lemmatization prepare the text by breaking it into manageable units and standardizing word forms, making it easier for the model to recognize similar word patterns. The vectorization process then translates this processed text into numerical data that the model can interpret. Flask is used to manage the backend, allowing seamless communication between the user interface and the BiLSTM model. When a user submits a query, Flask routes the input to the model, processes the prediction, and delivers the appropriate response back to the user interface. This chatbot demonstrates a successful application of NLP in creating interactive, efficient, and user-friendly solutions. By automating responses, it reduces reliance on manual support and ensures users can access relevant information at any time. This project highlights how intelligent chatbots can transform the way users interact with university websites, offering a faster and more engaging experience.

 


Anahita Memar

Optimizing Protein Particle Classification: A Study on Smoothing Techniques and Model Performance

When & Where:


Eaton Hall, Room 2001B

Committee Members:

Prasad Kulkarni, Chair
Hossein Saiedian
Prajna Dhar


Abstract

This thesis investigates the impact of smoothing techniques on enhancing classification accuracy in protein particle datasets, focusing on both binary and multi-class configurations across three datasets. By applying methods including Averaging-Based Smoothing, Moving Average, Exponential Smoothing, Savitzky-Golay, and Kalman Smoothing, we sought to improve performance in Random Forest, Decision Tree, and Neural Network models. Initial baseline accuracies revealed the complexity of multi-class separability, while clustering analyses provided valuable insights into class similarities and distinctions, guiding our interpretation of classification challenges.

These results indicate that Averaging-Based Smoothing and Moving Average techniques are particularly effective in enhancing classification accuracy, especially in configurations with marked differences in surfactant conditions. Feature importance analysis identified critical metrics, such as IntMean and IntMax, which played a significant role in distinguishing classes. Cross-validation validated the robustness of our models, with Random Forest and Neural Network consistently outperforming others in binary tasks and showing promising adaptability in multi-class classification. This study not only highlights the efficacy of smoothing techniques for improving classification in protein particle analysis but also offers a foundational approach for future research in biopharmaceutical data processing and analysis.