Defense Notices


All students and faculty are welcome to attend the final defense of EECS graduate students completing their M.S. or Ph.D. degrees. Defense notices for M.S./Ph.D. presentations for this year and several previous years are listed below in reverse chronological order.

Students who are nearing the completion of their M.S./Ph.D. research should schedule their final defenses through the EECS graduate office at least THREE WEEKS PRIOR to their presentation date so that there is time to complete the degree requirements check, and post the presentation announcement online.

Upcoming Defense Notices

Md Mashfiq Rizvee

Hierarchical Probabilistic Architectures for Scalable Biometric and Electronic Authentication in Secure Surveillance Ecosystems

When & Where:


Eaton Hall, Room 2001B

Committee Members:

Sumaiya Shomaji, Chair
Tamzidul Hoque
David Johnson
Hongyang Sun
Alexandra Kondyli

Abstract

Secure and scalable authentication has become a primary requirement in modern digital ecosystems, where both human biometrics and electronic identities must be verified under noise, large population growth and resource constraints. Existing approaches often struggle to simultaneously provide storage efficiency, dynamic updates and strong authentication reliability. The proposed work advances a unified probabilistic framework based on Hierarchical Bloom Filter (HBF) architectures to address these limitations across biometric and hardware domains. The first contribution establishes the Dynamic Hierarchical Bloom Filter (DHBF) as a noise-tolerant and dynamically updatable authentication structure for large-scale biometrics. Unlike static Bloom-based systems that require reconstruction upon updates, DHBF supports enrollment, querying, insertion and deletion without structural rebuild. Experimental evaluation on 30,000 facial biometric templates demonstrates 100% enrollment and query accuracy, including robust acceptance of noisy biometric inputs while maintaining correct rejection of non-enrolled identities. These results validate that hierarchical probabilistic encoding can preserve both scalability and authentication reliability in practical deployments. Building on this foundation, Bio-BloomChain integrates DHBF into a blockchain-based smart contract framework to provide tamper-evident, privacy-preserving biometric lifecycle management. The system stores only hashed and non-invertible commitments on-chain while maintaining probabilistic verification logic within the contract layer. Large-scale evaluation again reports 100% enrollment, insertion, query and deletion accuracy across 30,000 templates, therefore, solving the existing problem of blockchains being able to authenticate noisy data. Moreover, the deployment analysis shows that execution on Polygon zkEVM reduces operational costs by several orders of magnitude compared to Ethereum, therefore, bringing enrollment and deletion costs below $0.001 per operation which demonstrate the feasibility of scalable blockchain biometric authentication in practice. Finally, the hierarchical probabilistic paradigm is extended to electronic hardware authentication through the Persistent Hierarchical Bloom Filter (PHBF). Applied to electronic fingerprints derived from physical unclonable functions (PUFs), PHBF demonstrates robust authentication under environmental variations such as temperature-induced noise. Experimental results show zero-error operation at the selected decision threshold and substantial system-level improvements as well as over 10^5 faster query processing and significantly reduced storage requirements compared to large scale tracking.


Fatima Al-Shaikhli

Optical Measurements Leveraging Coherent Fiber Optics Transceivers

When & Where:


Nichols Hall, Room 246 (Executive Conference Room)

Committee Members:

Rongqing Hui, Chair
Shannon Blunt
Shima Fardad
Alessandro Salandrino
Judy Wu

Abstract

Recent advancements in optical technology are invaluable in a variety of fields, extending far beyond high-speed communications. These innovations enable optical sensing, which plays a critical role across diverse applications, from medical diagnostics to infrastructure monitoring and automotive systems. This research focuses on leveraging commercially available coherent optical transceivers to develop novel measurement techniques to extract detailed information about optical fiber characteristics, as well as target information. Through this approach, we aim to enable accurate and fast assessments of fiber performance and integrity, while exploring the potential for utilizing existing optical communication networks to enhance fiber characterization capabilities. This goal is investigated through three distinct projects: (1) fiber type characterization based on intensity-modulated electrostriction response, (2) coherent Light Detection and Ranging (LiDAR) system for target range and velocity detection through different waveform design, including experimental validation of frequency modulation continuous wave (FMCW) implementations and theoretical analysis of orthogonal frequency division multiplexing (OFDM) based approaches and (3) birefringence measurements using a coherent Polarization-sensitive Optical Frequency Domain Reflectometer (P-OFDR) system.

Electrostriction in an optical fiber is introduced by interaction between the forward propagated optical signal and the acoustic standing waves in the radial direction resonating between the center of the core and the cladding circumference of the fiber. The response of electrostriction is dependent on fiber parameters, especially the mode field radius. We demonstrated a novel technique of identifying fiber types through the measurement of intensity modulation induced electrostriction response. As the spectral envelope of electrostriction induced propagation loss is anti-symmetrical, the signal to noise ratio can be significantly increased by subtracting the measured spectrum from its complex conjugate. We show that if the field distribution of the fiber propagation mode is Gaussian, the envelope of the electrostriction-induced loss spectrum closely follows a Maxwellian distribution whose shape can be specified by a single parameter determined by the mode field radius.        

We also present a self-homodyne FMCW LiDAR system based on a coherent receiver. By using the same linearly chirped waveform for both the LiDAR signal and the local oscillator, the self-homodyne coherent receiver performs frequency de-chirping directly in the photodiodes, significantly simplifying signal processing. As a result, the required receiver bandwidth is much lower than the chirping bandwidth of the signal. Simultaneous multi-target of range and velocity detection is demonstrated experimentally. Furthermore, we explore the use of commercially available coherent transceivers for joint communication and sensing using OFDM waveforms.

In addition, we demonstrate a P-OFDR system utilizing a digital coherent optical transceiver to generate a linear frequency chirp via carrier-suppressed single-sideband modulation. This method ensures linearity in chirping and phase continuity of the optical carrier. The coherent homodyne receiver, incorporating both polarization and phase diversity, recovers the state of polarization (SOP) of the backscattered optical signal along the fiber, mixing with an identically chirped local oscillator. With a spatial resolution of approximately 5 mm, a 26 GHz chirping bandwidth, and a 200 us measurement time, this system enables precise birefringence measurements. By employing three mutually orthogonal SOPs of the launched optical signal, we measure relative birefringence vectors along the fiber.


Past Defense Notices

Dates

Surya Nimmakayala

Heuristics to predict and eagerly translate code in DBTs

When & Where:


2001 B Eaton Hall

Committee Members:

Prasad Kulkarni, Chair
Perry Alexander
Fengjun Li
Bo Luo
Shawn Keshmiri

Abstract

Dynamic Binary Translators(DBTs) have a variety of uses, like instrumentation,
profiling, security, portability, etc. In order for the desired application to run
with these enhanced additional features(not originally part of its design), it is to be run
under the control of Dynamic Binary Translator. The application can be thought of as the
guest application, to be run with in a controlled environment of the translator,
which would be the host application. That way, the intended application execution
flow can be enforced by the translator, thereby inducing the desired behavior in
the application on the host platform(combination of Operating System and Hardware).

However, there will be a run-time/execution-time overhead in the translator, when performing the
additional tasks to run the guest application in a controlled fashion. This run-time
overhead has been limiting the usage of DBT's on a large scale, where response times can be critical.
There is often a trade-off between the benefits of using a DBT against the overall application response
time. So, there is a need to research/explore ways to faster application execution through DBT's(given
their large code-base).

With the evolution of the multi-core and GPU hardware architectures, multilpe concurrent threads can get
more work done through parallelization. A proper design of parallel applications or parallelizing parts of existing
serial code, can lead to improved application run-time's through hardware architecture support.

We explore the possibility of improving the performance of a DBT named DynamoRIO. The basic idea is to improve
its performance by speeding-up the process of guest code translation, through multiple threads translating
multiple pieces of code concurrently. In an ideal case, all the required code blocks for application
execution are readily available ahead of time without any stalls. For efficient eager translation, there is
also a need for heuristics to better predict the next code block to be executed. That could potentially
bring down the less productive code translations at run-time. The goal is to get application speed-up through
eager translation and block prediction heuristics, with execution time close to native run.


FARHAD MAHMOOD

Modeling and Analysis of Energy Efficiency in Wireless Handset Transceiver Systems

When & Where:


Apollo Room, Nichols Hall

Committee Members:

Erik Perrins, Chair
Shannon Blunt
Victor Frost
Lingjia Liu
Bozenna Pasik-Duncan

Abstract

As wireless communication devices are taking a significant part in our daily life, research steps toward making these devices even faster and smarter are accelerating rapidly. The main limiting factors are energy and power consumption. Many techniques are utilized to increase the battery’s capacity (Ampere per Hour), but that comes with a cost of raising the safety concerns. The other way to increase the battery’s life is to decrease the energy consumption of the devices. In this work, we analyze energy-efficient communications for wireless devices based on an advanced energy consumption model that takes into account a broad range of parameters. The developed model captures relationships between transmission power, transceiver distance, modulation order, channel fading, power amplifier (PA) effects, power control, multiple antennas, as well as other circuit components in the radio frequency (RF) transceiver. Based the developed model, we are able to identify the optimal modulation order in terms of energy efficiency under different situations (e.g., different transceiver distance, different PA classes and efficiencies, different pulse shape, etc). Furthermore, we capture the impact of system level and the impact of network level on the PA energy via peak to average ratio (PAR) and power control. We are also able to identify the impact of multiple antennas at the handset on the energy consumption and the transmitted bit rate for few and many antennas (conventional multiple-input-multiple-output (MIMO) and  massive MIMO) at the base station. This work provides an important framework for analyzing energy-efficient communications for different wireless systems ranging from cellular networks to wireless internet of things.


DANA HEMMINGSEN

Waveform Diverse Stretch Processing

When & Where:


Apollo Room, Nichols Hall

Committee Members:

Shannon Blunt, Chair
Christopher Allen
James Stiles


Abstract

​Stretch processing with the use of a wideband LFM transmit waveform is a commonly used technique, and its popularity is in large part due to the large time-bandwidth product that provides fine range resolution capabilities for applications that require it. It allows pulse compression of echoes at a much lower sampling bandwidth without sacrificing any range resolution. Previously, this technique has been restrictive in terms of waveform diversity because the literature shows that the LFM is the only type of waveform that will result in a tone after stretch processing. However, there are also many examples in the literature that demonstrate an ability to compensate for distortions from an ideal LFM waveform structure caused by various hardware components in the transmitter and receiver. This idea of compensating for variations is borrowed here, and the use of nonlinear FM (NLFM) waveforms is proposed to facilitate more variety in wideband waveforms that are usable with stretch processing. A compensation transform that permits the use of these proposed NLFM waveforms replaces the final fast Fourier transform (FFT) stage of the stretch processing configuration, but the rest of the RF receive chain remains the same. This modification to the receive processing structure makes possible the use of waveform diversity for legacy radar systems that already employ stretch processing. Similarly, using the same concept of compensating for distortions to the LFM structure along with the notion that a Fourier transform is essentially the matched filter bank for an LFM waveform mixed with an LFM reference, a least-squares based mismatched filtering (MMF) scheme is proposed. This MMF could likewise be used to replace the final FFT stage, and can also facilitate the application of NLFM waveforms to legacy radar systems.     The efficacy of these filtering approaches (compensation transform and least-squares based MMF) are demonstrated in simulation and experimentally using open-air measurements and are applied to different scenarios of NLFM waveform to assess the results and provide a means of comparison between the two techniques.


DANIEL GOMEZ GARCIA ALVESTEGUI

Scattering Analysis and Ultra-Wideband Radar for High-Throughput Phenotyping of Wheat Canopies

When & Where:


317 Nichols Hall

Committee Members:

Carl Leuschen, Chair
Christopher Allen
Ron Hui
Fernando Rodriguez-Morales
David Braaten

Abstract

Rising the yield of wheat crops is essential to meet the projected future demands of consumption and it is expected that most yield increases will be associated to improvements in biomass accumulation. Cultivars with canopy architectures that focus the light interception where photosynthetic-capacity is greater achieve larger biomass accumulation rates. Identifying varieties with improved traits could be performed with modern breeding methods, such as genomic-selection, which depend on genotype-phenotype mappings. Developing a non-destructive sensor with the capability of efficiently phenotyping wheat-canopy architecture parameters, such as height and vertical distribution of projected-leaf-area-density, would be useful for developing architecture-related genotype-phenotype maps of wheat cultivars. In this presentation, new scattering analysis tools and a new 2-18 GHz radar system are presented for efficiently phenotyping the architecture of wheat canopies.
The radar system presented was designed with the objective to measure the RCS profile of wheat canopies at close range. The frequency range (2-18 GHz), topology (Frequency-modulated-continuous-wave) and other radar parameters were chosen to meet that goal. Phase noise of self-interference signals is the main source of coherent and incoherent noise in FMCW radars. A new comprehensive noise analysis is presented, which predicts the power-spectral-density of the noise at the output of FMCW radars,
including those related to phase noise. The new 2-18 GHz chirp generator is based on a phase-locked-loop that was designed with large loop bandwidth to suppress the phase noise of the chirp. Additionally, the radar RF front-end was designed to achieve low levels of LO-leakage and antenna feed-through, which are the main self-interference signals of FMCW radars.
In addition to the radar system, a new efficient radar simulator was developed to predict the RCS waveforms collected from wheat canopies over the 2-18 GHz frequency range. The coherent radar simulator is based on novel geometric and fully-polarimetric scattering models of wheat canopies. The scattering models of wheat canopies, leaves with arbitrary orientation and curvature, stems and heads were validated using a full-wave commercial simulator and measurements. The radar simulator was used to derive retrieval algorithms of canopy height and projected-leaf-area-density from RCS profiles, which were tested with field-collected measurements.


AISHWARYA BHATNAGAR

Autonomous surface detection and tracking for FMCW Snow Radar using field programmable gate arrays

When & Where:


317 Nichols Hall

Committee Members:

Carl Leuschen, Chair
Christopher Allen
Fernando Rodriguez-Morales


Abstract

Sea ice in polar regions is typically covered with a layer of snow. The thermal insulation properties and high albedo of the snow cover insulates the sea ice beneath it, maintaining low temperatures and limiting ice melt, and thus affecting sea ice thickness and growth rates. Remote sensing of snow cover thickness plays a major role in understanding the mass balance of sea ice, inter-annual variability of snow depth, and other factors which directly impact climate change. The Center for Remote Sensing of Ice Sheets (CReSIS) at the University of Kansas has developed an ultra-wide band FMCW Snow Radar used to measure snow thickness and map internal layers of polar firn. The radar’s deployment on high-endurance, fixed-wing aircraft makes it difficult to track the surface from these platforms, due to turbulence and a limited range window. In this thesis, an automated onboard real-time surface tracker for the snow radar is presented to detect the snow surface elevation from the aircraft and track changes in the surface elevation. For an FMCW radar to have a long-range (high altitude) capability, a reference chirp delaying ability is a necessity to maintain a relatively constant beat frequency. Currently, the radar uses a filter bank to bandpass the received IF signal and store the spectral power in each band by utilizing different Nyquist zones. During airborne missions in polar regions with the radar, the operator has to manually switch the filter banks one by one as the aircraft elevation from the surface increases. The work done in this thesis aims at eliminating the manual switching operation and providing the radar with surface detection, chirp delay, and a constant beat frequency feedback loop in order to enhance its long range capability and ensure autonomous operation.​


Xinyang Rui

Performance Analysis of Mobile ad hoc Network Routing Protocols Using ns-3 Simulations

When & Where:


246 Nichols Hall

Committee Members:

James Sterbenz , Chair
Bo Luo
Gary Minden


Abstract

Mobile ad hoc networks (MANETs) consist of mobile nodes that can communicate with each other through wireless links without the help of any infrastructure. The dynamic topology of MANETs poses a significant challenge for the design of routing protocols. Many routing protocols have been developed to discover routes in MANETs through different mechanisms such as source routing and link state routing. In this thesis, we present a comprehensive performance analysis of several prominent MANET routing protocols. The protocols studied are Destination Sequenced Distance Vector protocol (DSDV), Optimized Link State Routing protocol (OLSR), Ad hoc On-demand Distance Vector protocol (AODV), and Dynamic Source Routing (DSR). We evaluate their performance on metrics such as packet delivery ratio, end-to-end delay, and routing overhead through simulations in different scenarios with ns-3. These scenarios involve different node density, node velocity, and mobility models including Steady-State Random Waypoint, Gauss-Markov, and Lévy Walk. We believe this study will be helpful for the understanding of mobile routing dynamics, the improvement of current MANET routing protocols, and the development of new protocols.


ALI ALSHAWISH

A New Fault-Tolerant Topology and Operation Scheme for the High Voltage Stage in a Three-Phase Solid-State Transformer

When & Where:


1 Eaton Hall

Committee Members:

Reza Ahmadi, Chair
Taejoon Kim
Glenn Prescott
Alessandro Salandrino
Elaina Sutley

Abstract

One of the most important reliability concerns for Solid-State Transformers (SST) is related to high voltage side switch and grid faults. High voltage stress on the switches, together with the fact that most modern SST topologies comprise a large number of power switches in the high voltage side, contribute to a higher probability of a switch fault occurrence. Furthermore, high voltage grid faults that result in unbalanced operating conditions in SSTs can lead to more dire consequences in regards to safety and reliability in comparison to traditional transformers. This work proposes a new SST topology in conjunction with a fault-tolerant operation strategy that can fully restore operation of the proposed SST in case of the two mentioned fault scenarios. Also, the proposed SST is a new topology to generate three-phase voltages from two-phase voltages, and it is designed to increase the lifetime of the proposed SST.


SUSANNA MOSLEH

Multi-user MIMO Networks: Resource Allocation and Interference Mitigation

When & Where:


246 Nichols Hall

Committee Members:

Erik Perrins, Chair
Shannon Blunt
Victor Frost
Lingjia Liu
Jian Li

Abstract

Nowadays, wireless communications are becoming so tightly integrated in our daily lives, especially with the global spread of laptops, tablets and smartphones. This has paved the way to dramatically increasing wireless network dimensions in terms of subscribers and amount of flowing data. The two important fundamental requirements for the future 5G wireless networks are abilities to support high data traffic and exceedingly low latency. A likely candidate to fulfill these requirements is multi-cell multi-user multi-input multiple-output (MIMO); also termed as coordinated multipoint (CoMP) transmission and reception. In order to achieve the highest possible performance of this aforementioned candidate technology, a properly designed resource allocation algorithm is needed. By designing a resource allocation algorithm which maximizes the network throughput, this technology is able to manage the exponential growth of wireless network dimensions. Moreover, with the rapidly growing data traffic, interference has become a major limitation in wireless networks. To deal with this issue and in order to manage the interference in the wireless network systems, various interference mitigation techniques have been introduced among which interference alignment (IA) has been shown to significantly improve the network performance. However, how to practically use IA to mitigate inter-cell interference in a downlink multi-cell multi-user MIMO networks still remains an open problem. To address the above listed problems, in this dissertation we improve the performance of wireless networks, in terms of spectral efficiency, by developing new algorithms and protocols that can efficiently mitigate the interference and allocate the resources. In particular, we will focus on designing new beamforming algorithms in downlink multi-cell multi-user MIMO networks. Furthermore, we mathematically analyze the performance improvement of multi-user MIMO networks employing proposed techniques. Fundamental relationships between network parameters and the network performance will be revealed, which will provide guidance on the wireless networks design. Finally, the results of theoretical study will be demonstrated using MATLAB.​


KISHANRAM KAJE

Complex Field Modulation in Direct Detection Systems

When & Where:


246 Nichols Hall

Committee Members:

Rongqing Hui, Chair
Christopher Allen
Victor Frost
Erik Perrins
Siyuan Han

Abstract

Even though fiber optics communication is providing a high bandwidth channel to achieve high speed data transmission, there is still a need for higher spectral efficiency, faster data processing speeds while reduced resource requirements due to ever increasing data and media traffic. Various multilevel modulation and demodulation techniques are used to improve spectral efficiency. Although, spectral efficiency is improved, there are other challenges that arise while doing so such as requirement for high speed electronics, receiver sensitivity, chromatic dispersion, operational flexibility etc. Here, we investigate multilevel modulation techniques to improve spectral efficiency while reducing the resource requirements.

We demonstrated a digital-analog hybrid subcarrier multiplexing (SCM) technique which can reduce the requirement of high speed electronics such as ADC and DAC, while providing wideband capability, high spectral efficiency, operational flexibility and controllable data-rate granularity.

With conventional Quadrature Phase Shift Keying (QPSK), to achieve maximum spectral efficiency, we need high spectral efficient Nyquist filters which takes high FPGA resources for digital signal processing (DSP). Hence, we investigated Quadrature Duobinary (QDB) modulation as a solution to reduce the FPGA resources required for DSP while achieving spectral efficiency of 2bits/s/Hz. Currently we are investigating all analog single sideband (SSB) complex field modulated direct detection system. Here, we are trying to achieve higher spectral efficiency by using QDB modulation scheme in comparison to QPSK while avoiding signal-signal beat interference (SSBI) by providing a guard-band based approach.

In coherent detection systems, the MLSE receiver could be implemented using Viterbi algorithm. However, in case of direct detection systems due to square law detection the noise in the received signal is not Gaussian anymore. This leads to requirement of channel behavior estimation for the implementation of MLSE receiver in direct detection systems. Recently, Kramers-Kronig receiver has attracted great deal of attention. We are working on utilizing Kramers-Kronig receiver to implement MLSE receiver for direct detection system without the need for channel estimation.

 


MAHDI JAFARISHIADEH

New Topology and Improved Control of Modular Multilevel Converter (MMC)-Based Converters

When & Where:


1 Eaton Hall

Committee Members:

Reza Ahmadi, Chair
Glenn Prescott
Alessandro Salandrino
James Stiles
Xiaoli (Laura) Li

Abstract

Trends toward large-scale integration and the high-power application of green energy resources necessitate the advent of efficient power converter topologies, multilevel converters. Multilevel inverters are effective solutions for high power and medium voltage DC-to-AC conversion due to their higher efficiency, provision of system redundancy, and generation of near-sinusoidal output voltage waveform. Among many proposed multilevel topologies, the neutral-point-clamped (NPC), flying capacitor (FC), and cascaded H-bridge (CHB) converters are the most well-known classical multilevel topologies. For generation of output voltages with more than five levels, the number of required diodes and capacitors in NPC and FC increases rapidly. Also, these two topologies suffer from a significant capacitor voltage balancing problem. CHBs also require bulky multi-winding transformers to realize several isolated dc sources. Recently, modular multilevel converter (MMC) has become increasingly attractive due to its modularity, high efficiency, excellent output voltage waveform, and no need for separate dc sources. To improve the harmonic profile of the output voltage, there is the need to increase the number of output voltage levels. However, this would require increasing the number of submodules (SMs) and power semi-conductor devices and their associated gate driver and protection circuitry, resulting in the overall multilevel converter to be complex and expensive. Fewer efforts have been devoted to proposing MMC-based multilevel topologies focusing on reduced part count. This work will investigate new medium-voltage high-power MMC-based multilevel inverter with reduced component numbers while using conventional half-bridge SM structure.

The second part of this work is on improving control of MMC-based high-power DC-DC converters. Medium-voltage DC (MVDC) grids have been the focus of numerous research studies in recent years due to their increasing applications in rapidly growing grid-connected renewable energy systems, such as wind, solar and wave farms. MMC-based DC-DC converters are employed for collecting power from offshore wind and wave farms. Among various developed high-power DC-DC converter topologies, MMC-based DC-DC converter with medium-frequency (MF) transformer is a valuable topology due to its numerous advantages. Specifically, they offer a significant reduction in the size of the MMC arm capacitors along with the ac-link transformer and arm inductors due to the ac-link transformer operating at medium frequencies. As such, this work focuses on improving the control of isolated MMMC-based DC-DC converters. Conventionally, the active power is controlled by phase shifts between the primary side and secondary side of transformers.  Through this work, adding degree of freedom is investigated by considering the amplitude ratio index of MMC leg as a single control parameter. From the derived analytical formulas, this will lead to operating points where the same active power is transferrable but current stress is reduced. Subsequently, longer lifetimes of the high-frequency transformer and power switches are expected.

The specific goals of this work are, (1) Investigating new topology of MMC-based inverter that generate the same peak-to-peak output voltage and voltage levels as conventional MMC but require fewer components. (2) Improving control of isolated MMC-based DC-DC converters to reduce the current stress of the switches and transformer while delivering same power.