Defense Notices


All students and faculty are welcome to attend the final defense of EECS graduate students completing their M.S. or Ph.D. degrees. Defense notices for M.S./Ph.D. presentations for this year and several previous years are listed below in reverse chronological order.

Students who are nearing the completion of their M.S./Ph.D. research should schedule their final defenses through the EECS graduate office at least THREE WEEKS PRIOR to their presentation date so that there is time to complete the degree requirements check, and post the presentation announcement online.

Upcoming Defense Notices

Andrew Riachi

An Investigation Into The Memory Consumption of Web Browsers and A Memory Profiling Tool Using Linux Smaps

When & Where:


Nichols Hall, Room 246 (Executive Conference Room)

Committee Members:

Prasad Kulkarni, Chair
Perry Alexander
Drew Davidson
Heechul Yun

Abstract

Web browsers are notorious for consuming large amounts of memory. Yet, they have become the dominant framework for writing GUIs because the web languages are ergonomic for programmers and have a cross-platform reach. These benefits are so enticing that even a large portion of mobile apps, which have to run on resource-constrained devices, are running a web browser under the hood. Therefore, it is important to keep the memory consumption of web browsers as low as practicable.

In this thesis, we investigate the memory consumption of web browsers, in particular, compared to applications written in native GUI frameworks. We introduce smaps-profiler, a tool to profile the overall memory consumption of Linux applications that can report memory usage other profilers simply do not measure. Using this tool, we conduct experiments which suggest that most of the extra memory usage compared to native applications could be due the size of the web browser program itself. We discuss our experiments and findings, and conclude that even more rigorous studies are needed to profile GUI applications.


Elizabeth Wyss

A New Frontier for Software Security: Diving Deep into npm

When & Where:


Eaton Hall, Room 2001B

Committee Members:

Drew Davidson, Chair
Alex Bardas
Fengjun Li
Bo Luo
J. Walker

Abstract

Open-source package managers (e.g., npm for Node.js) have become an established component of modern software development. Rather than creating applications from scratch, developers may employ modular software dependencies and frameworks--called packages--to serve as building blocks for writing larger applications. Package managers make this process easy. With a simple command line directive, developers are able to quickly fetch and install packages across vast open-source repositories. npm--the largest of such repositories--alone hosts millions of unique packages and serves billions of package downloads each week. 

However, the widespread code sharing resulting from open-source package managers also presents novel security implications. Vulnerable or malicious code hiding deep within package dependency trees can be leveraged downstream to attack both software developers and the end-users of their applications. This downstream flow of software dependencies--dubbed the software supply chain--is critical to secure.

This research provides a deep dive into the npm-centric software supply chain, exploring distinctive phenomena that impact its overall security and usability. Such factors include (i) hidden code clones--which may stealthily propagate known vulnerabilities, (ii) install-time attacks enabled by unmediated installation scripts, (iii) hard-coded URLs residing in package code, (iv) the impacts of open-source development practices, (v) package compromise via malicious updates, (vi) spammers disseminating phishing links within package metadata, and (vii) abuse of cryptocurrency protocols designed to reward the creators of high-impact packages. For each facet, tooling is presented to identify and/or mitigate potential security impacts. Ultimately, it is our hope that this research fosters greater awareness, deeper understanding, and further efforts to forge a new frontier for the security of modern software supply chains. 


Alfred Fontes

Optimization and Trade-Space Analysis of Pulsed Radar-Communication Waveforms using Constant Envelope Modulations

When & Where:


Nichols Hall, Room 246 (Executive Conference Room)

Committee Members:

Patrick McCormick, Chair
Shannon Blunt
Jonathan Owen


Abstract

Dual function radar communications (DFRC) is a method of co-designing a single radio frequency system to perform simultaneous radar and communications service. DFRC is ultimately a compromise between radar sensing performance and communications data throughput due to the conflicting requirements between the sensing and information-bearing signals.

A novel waveform-based DFRC approach is phase attached radar communications (PARC), where a communications signal is embedded onto a radar pulse via the phase modulation between the two signals. The PARC framework is used here in a new waveform design technique that designs the radar component of a PARC signal to match the PARC DFRC waveform expected power spectral density (PSD) to a desired spectral template. This provides better control over the PARC signal spectrum, which mitigates the issue of PARC radar performance degradation from spectral growth due to the communications signal. 

The characteristics of optimized PARC waveforms are then analyzed to establish a trade-space between radar and communications performance within a PARC DFRC scenario. This is done by sampling the DFRC trade-space continuum with waveforms that contain a varying degree of communications bandwidth, from a pure radar waveform (no embedded communications) to a pure communications waveform (no radar component). Radar performance, which is degraded by range sidelobe modulation (RSM) from the communications signal randomness, is measured from the PARC signal variance across pulses; data throughput is established as the communications performance metric. Comparing the values of these two measures as a function of communications symbol rate explores the trade-offs in performance between radar and communications with optimized PARC waveforms.


Qua Nguyen

Hybrid Array and Privacy-Preserving Signaling Optimization for NextG Wireless Communications

When & Where:


Zoom Defense, please email jgrisafe@ku.edu for link.

Committee Members:

Erik Perrins, Chair
Morteza Hashemi
Zijun Yao
Taejoon Kim
KC Kong

Abstract

This PhD research tackles two critical challenges in NextG wireless networks: hybrid precoder design for wideband sub-Terahertz (sub-THz) massive multiple-input multiple-output (MIMO) communications and privacy-preserving federated learning (FL) over wireless networks.

In the first part, we propose a novel hybrid precoding framework that integrates true-time delay (TTD) devices and phase shifters (PS) to counteract the beam squint effect - a significant challenge in the wideband sub-THz massive MIMO systems that leads to considerable loss in array gain. Unlike previous methods that only designed TTD values while fixed PS values and assuming unbounded time delay values, our approach jointly optimizes TTD and PS values under realistic time delays constraint. We determine the minimum number of TTD devices required to achieve a target array gain using our proposed approach. Then, we extend the framework to multi-user wideband systems and formulate a hybrid array optimization problem aiming to maximize the minimum data rate across users. This problem is decomposed into two sub-problems: fair subarray allocation, solved via continuous domain relaxation, and subarray gain maximization, addressed via a phase-domain transformation.

The second part focuses on preserving privacy in FL over wireless networks. First, we design a differentially-private FL algorithm that applies time-varying noise variance perturbation. Taking advantage of existing wireless channel noise, we jointly design differential privacy (DP) noise variances and users transmit power to resolve the tradeoffs between privacy and learning utility. Next, we tackle two critical challenges within FL networks: (i) privacy risks arising from model updates and (ii) reduced learning utility due to quantization heterogeneity. Prior work typically addresses only one of these challenges because maintaining learning utility under both privacy risks and quantization heterogeneity is a non-trivial task. We approach to improve the learning utility of a privacy-preserving FL that allows clusters of devices with different quantization resolutions to participate in each FL round. Specifically, we introduce a novel stochastic quantizer (SQ) that ensures a DP guarantee and minimal quantization distortion. To address quantization heterogeneity, we introduce a cluster size optimization technique combined with a linear fusion approach to enhance model aggregation accuracy. Lastly, inspired by the information-theoretic rate-distortion framework, a privacy-distortion tradeoff problem is formulated to minimize privacy loss under a given maximum allowable quantization distortion. The optimal solution to this problem is identified, revealing that the privacy loss decreases as the maximum allowable quantization distortion increases, and vice versa.

This research advances hybrid array optimization for wideband sub-THz massive MIMO and introduces novel algorithms for privacy-preserving quantized FL with diverse precision. These contributions enable high-throughput wideband MIMO communication systems and privacy-preserving AI-native designs, aligning with the performance and privacy protection demands of NextG networks.


Arin Dutta

Performance Analysis of Distributed Raman Amplification with Different Pumping Configurations

When & Where:


Nichols Hall, Room 246 (Executive Conference Room)

Committee Members:

Rongqing Hui, Chair
Morteza Hashemi
Rachel Jarvis
Alessandro Salandrino
Hui Zhao

Abstract

As internet services like high-definition videos, cloud computing, and artificial intelligence keep growing, optical networks need to keep up with the demand for more capacity. Optical amplifiers play a crucial role in offsetting fiber loss and enabling long-distance wavelength division multiplexing (WDM) transmission in high-capacity systems. Various methods have been proposed to enhance the capacity and reach of fiber communication systems, including advanced modulation formats, dense wavelength division multiplexing (DWDM) over ultra-wide bands, space-division multiplexing, and high-performance digital signal processing (DSP) technologies. To maintain higher data rates along with maximizing the spectral efficiency of multi-level modulated signals, a higher Optical Signal-to-Noise Ratio (OSNR) is necessary. Despite advancements in coherent optical communication systems, the spectral efficiency of multi-level modulated signals is ultimately constrained by fiber nonlinearity. Raman amplification is an attractive solution for wide-band amplification with low noise figures in multi-band systems.

Distributed Raman Amplification (DRA) have been deployed in recent high-capacity transmission experiments to achieve a relatively flat signal power distribution along the optical path and offers the unique advantage of using conventional low-loss silica fibers as the gain medium, effectively transforming passive optical fibers into active or amplifying waveguides. Also, DRA provides gain at any wavelength by selecting the appropriate pump wavelength, enabling operation in signal bands outside the Erbium doped fiber amplifier (EDFA) bands. Forward (FW) Raman pumping configuration in DRA can be adopted to further improve the DRA performance as it is more efficient in OSNR improvement because the optical noise is generated near the beginning of the fiber span and attenuated along the fiber. Dual-order FW pumping scheme helps to reduce the non-linear effect of the optical signal and improves OSNR by more uniformly distributing the Raman gain along the transmission span.

The major concern with Forward Distributed Raman Amplification (FW DRA) is the fluctuation in pump power, known as relative intensity noise (RIN), which transfers from the pump laser to both the intensity and phase of the transmitted optical signal as they propagate in the same direction. Additionally, another concern of FW DRA is the rise in signal optical power near the start of the fiber span, leading to an increase in the non-linear phase shift of the signal. These factors, including RIN transfer-induced noise and non-linear noise, contribute to the degradation of system performance in FW DRA systems at the receiver.

As the performance of DRA with backward pumping is well understood with relatively low impact of RIN transfer, our research  is focused on the FW pumping configuration, and is intended to provide a comprehensive analysis on the system performance impact of dual order FW Raman pumping, including signal intensity and phase noise induced by the RINs of both 1st and the 2nd order pump lasers, as well as the impacts of linear and nonlinear noise. The efficiencies of pump RIN to signal intensity and phase noise transfer are theoretically analyzed and experimentally verified by applying a shallow intensity modulation to the pump laser to mimic the RIN. The results indicate that the efficiency of the 2nd order pump RIN to signal phase noise transfer can be more than 2 orders of magnitude higher than that from the 1st order pump. Then the performance of the dual order FW Raman configurations is compared with that of single order Raman pumping to understand trade-offs of system parameters. The nonlinear interference (NLI) noise is analyzed to study the overall OSNR improvement when employing a 2nd order Raman pump. Finally, a DWDM system with 16-QAM modulation is used as an example to investigate the benefit of DRA with dual order Raman pumping and with different pump RIN levels. We also consider a DRA system using a 1st order incoherent pump together with a 2nd order coherent pump. Although dual order FW pumping corresponds to a slight increase of linear amplified spontaneous emission (ASE) compared to using only a 1st order pump, its major advantage comes from the reduction of nonlinear interference noise in a DWDM system. Because the RIN of the 2nd order pump has much higher impact than that of the 1st order pump, there should be more stringent requirement on the RIN of the 2nd order pump laser when dual order FW pumping scheme is used for DRA for efficient fiber-optic communication. Also, the result of system performance analysis reveals that higher baud rate systems, like those operating at 100Gbaud, are less affected by pump laser RIN due to the low-pass characteristics of the transfer of pump RIN to signal phase noise.


Audrey Mockenhaupt

Using Dual Function Radar Communication Waveforms for Synthetic Aperture Radar Automatic Target Recognition

When & Where:


Nichols Hall, Room 246 (Executive Conference Room)

Committee Members:

Patrick McCormick, Chair
Shannon Blunt
Jon Owen


Abstract

As machine learning (ML), artificial intelligence (AI), and deep learning continue to advance, their applications become more diverse – one such application is synthetic aperture radar (SAR) automatic target recognition (ATR). These SAR ATR networks use different forms of deep learning such as convolutional neural networks (CNN) to classify targets in SAR imagery. An emerging research area of SAR is dual function radar communication (DFRC) which performs both radar and communications functions using a single co-designed modulation. The utilization of DFRC emissions for SAR imaging impacts image quality, thereby influencing SAR ATR network training. Here, using the Civilian Vehicle Data Dome dataset from the AFRL, SAR ATR networks are trained and evaluated with simulated data generated using Gaussian Minimum Shift Keying (GMSK) and Linear Frequency Modulation (LFM) waveforms. The networks are used to compare how the target classification accuracy of the ATR network differ between DFRC (i.e., GMSK) and baseline (i.e., LFM) emissions. Furthermore, as is common in pulse-agile transmission structures, an effect known as ’range sidelobe modulation’ is examined, along with its impact on SAR ATR. Finally, it is shown that SAR ATR network can be trained for GMSK emissions using existing LFM datasets via two types of data augmentation.


Past Defense Notices

Dates

Pushkar Singh Negi

A comparison of global and saturated probabilistic approximations using characteristic sets in mining incomplete data

When & Where:


2001 B Eaton Hall

Committee Members:

Jerzy Grzymala-Busse , Chair
Prasad Kulkarni
Cuncong Zhong


Abstract

Data mining is an important part of the knowledge discovery process. Data mining helps in finding out patterns across large data sets and establishing relationship through data analysis to solve problems.

Input data sets are often incomplete, i.e., some attribute values are missing. The rough set theory offers mathematical tools to discover patterns hidden in inconsistent and incomplete data. Rough set theory handles inconsistent data by introducing probabilistic approximations. These approximations are combined with an additional parameter (or threshold) called alpha.

The main objective of this project is to compare global and saturated probabilistic approximations using characteristic sets in mining incomplete data. Eight different data sets with 35% missing values were used for experiments. Two different variations of missing values were used, namely, lost values and "do not care" conditions. For rule induction, we implemented the single local probabilistic approximation version of MLEM2. We implemented a rule checker system to verify the accuracy of our generated ruleset by computing the error rate. Along with the rule checker system, the k-fold cross-validation technique was implemented with a value of k as ten to validate the generated rule sets. Finally, a statistical analysis was done for all the approaches using the Friedman test.


Shashank Sambamoorthy

Security Analysis of Android Applications with OWASP Top 10

When & Where:


1A Eaton, Dean's conference room

Committee Members:

Jerzy Grzymala-Busse, Chair
Drew Davidson
Cuncong Zhong


Abstract

Mobile application security concerns safeguarding mobile apps from threats, such as malware, password cracking, social engineering and other attacks. Application security is crucial for every enterprise, as the business can be developed only with the guarantee that the apps are secure from potential threats. Open Web Application Security Project(OWASP) has compiled a list of top 10 mobile risks, and has formulated a set of guidelines for app development and testing. The objective of my project is to analyze the security risks of android application, using the guidelines from OWASP top 10. With the help of suitable tools, analysis is done to identify the vulnerabilities and threats in android applications, on API 4.4.1. Numerous tools have been used as a part of this endeavor, all of them are open source and freely available. As a part of this project, I have also attempted to demonstrate each of the top 10 risks, using individual android applications. A detailed analysis was performed on each of the top 10 mobile risks, and suitable countermeasures for mitigation was provided. A detailed survey of 100 popular applications from the Google Play store was also performed and the risks were categorized into low, medium and high impact, depending on the level of threats.​ 


Shadi Pir Hosseinloo

Using deep learning methods for supervised speech enhancement in noisy and reverberant environments

When & Where:


246 Nichols Hall

Committee Members:

Shannon Blunt, Chair
Jonathan Brumberg
Erik Perrins
Sara Wilson
John Hansen

Abstract

In real world environments, the speech signals received by our ears are usually a combination of different sounds that include not only the target speech, but also acoustic interference like music, background noise, and competing speakers. This interference has negative effect on speech perception and degrades the performance of speech processing applications such as automatic speech recognition (ASR), speaker identification, and hearing aid devices. One way to solve this problem is using source separation algorithms to separate the desired speech from the interfering sounds. Many source separation algorithms have been proposed to improve the performance of ASR systems and hearing aid devices, but it is still challenging for these systems to work efficiently in noisy and reverberant environments. On the other hand, humans have a remarkable ability to separate desired sounds and listen to a specific talker among noise and other talkers. Inspired by the capabilities of human auditory system, a popular method known as auditory scene analysis (ASA) was proposed to separate different sources in a two stage process of segmentation and grouping. The main goal of source separation in ASA is to estimate time frequency masks that optimally match and separate noise signals from a mixture of speech and noise. In this work, multiple algorithms are proposed to improve upon source separation in noisy and reverberant acoustic environment. First, a simple and novel algorithm is proposed to increase the discriminability between two sound sources by scaling (magnifying) the head-related transfer function of the interfering source. Experimental results from applications of this algorithm show a significant increase in the quality of the recovered target speech. Second, a time frequency masking-based source separation algorithm is proposed that can separate a male speaker from a female speaker in reverberant conditions by using the spatial cues of the source signals. Furthermore, the proposed algorithm has the ability to preserve the location of the sources after separation. Three major aims are proposed for supervised speech separation based on deep neural networks to estimate either the time frequency masks or the clean speech spectrum. Firstly, a novel monaural acoustic feature set based on a gammatone filterbank is presented to be used as  the input of the deep neural network (DNN) based speech separation model, which shows significant improvement in objective speech intelligibility and speech quality in different testing conditions. Secondly, a complementary binaural feature set is proposed to increase the ability of source separation in adverse environment with non-stationary background noise and high reverberation using 2-channel recordings. Experimental results show that the combination of spatial features with this complementary feature set improves significantly the speech intelligibility and speech quality in noisy and reverberant conditions. Thirdly, a novel dilated convolution neural network is proposed to improve the generalization of the monaural supervised speech enhancement model to different untrained speakers, unseen noises and simulated rooms. This model increases the speech intelligibility and speech quality of the recovered speech significantly, while being computationally more efficient and requiring less memory in comparison to other models. In addition, the proposed model is modified with recurrent layers and dilated causal convolution layers for real-time processing. This model is causal which makes it suitable for implementation in hearing aid devices and ASR system, while having fewer trainable parameters and using only information about previous time frames in output prediction. The main goal of the proposed algorithms are to increase the intelligibility and the quality of the recovered speech from noisy and reverberant environments, which has the potential to improve both speech processing applications and signal processing strategies for hearing aid and cochlear implant technology.


Mustafa AL-QADI

Spectral Properties of Phase Noises and the Impact on the Performance of Optical Interconnects

When & Where:


246 Nichols Hall

Committee Members:

Ron Hui, Chair
Christopher Allen
Victor Frost
Erik Perrins
Jie Han

Abstract

The non-ending growth of data traffic resulting from the continuing emergence of Internet applications with high data-rate demands sets huge capacity requirements on optical interconnects and transport networks. This requires the adoption of optical communication technologies that can make the best possible use of the available bandwidths of electronic and electro-optic components to enable data transmission with high spectral efficiency (SE). Therefore, advanced modulation formats are required to be used in conjunction with energy-efficient and cost-effective transceiver schemes, especially for medium- and short-reach applications. Important challenges facing these goals are the stringent requirements on the characteristics of optical components comprising these systems, especially laser sources. Laser phase noise is one of the most important performance-limiting factors in systems with high spectral efficiency. In this research work, we study the effects of the spectral characteristics of laser phase noise on the characterization of lasers and their impact on the performance of digital coherent and self-coherent optical communication schemes. The results of this study show that the commonly-used metric to estimate the impact of laser phase noise on the performance, laser linewidth, is not reliable for all types of lasers. Instead, we propose a Lorentzian-equivalent linewidth as a general characterization parameter for laser phase noise to assess phase noise-related system performance. Practical aspects of determining the proposed parameter are also studied and its accuracy is validated by both numerical and experimental demonstrations. Furthermore, we study the phase noises in quantum-dot mode-locked lasers (QD-MLLs) and assess the feasibility of employing these devices in coherent applications at relatively low symbol rates with high SE. A novel multi-heterodyne scheme for characterizing the phase noise of laser frequency comb sources is also proposed and validated by experimental results with the QD-MLL. This proposed scheme is capable of measuring the differential phase noise between multiple spectral lines instantaneously by a single measurement. Moreover, we also propose an energy-efficient and cost-effective transmission scheme based on direct detection of field-modulated optical signals with advanced modulation formats, allowing for higher SE compared to the current pulse-amplitude modulation schemes. The proposed system combines the Kramers-Kronig self-coherent receiver technique, with the use of QD-MLLs, to transmit multi-channel optical signals using a single diode laser source without the use of the additional RF or optical components required by traditional techniques. Semi-numerical simulations based on experimentally captured waveforms from practical lasers show that the proposed system can be used even for metro scale applications. Finally, we study the properties of phase and intensity noise changes in unmodulated optical signals passing through saturated semiconductor optical amplifiers for intensity noise reduction. We report, for the first time, on the effect of phase noise enhancement that cannot be assessed or observed by traditional linewidth measurements. We demonstrate the impact of this phase noise enhancement on coherent transmission performance by both semi-numerical simulations and experimental validation.


David Menager

A Hybrid Event Memory Theory for Integrated Agents

When & Where:


2001 B Eaton Hall

Committee Members:

Arvin Agah, Chair
Michael Branicky
Prasad Kulkarni
Andrew Williams
Dongkyu Choi

Abstract

The memory for events is a central component in human cognition, but we have yet to see artificial agents that can demonstrate the same range of event memory capabilities as humans. Some machine learning systems are capable of behaving as if they remember and reason about events, but often times, their behavior is produced by an ad hoc assemblage of opaque statistical algorithms which yield little new insights on the nature of event memory. We propose a novel, psychologically plausible theory of event memory with an accompanying implementation which affords integrated agents the ability to remember events, present details about their past experiences, and reason about future events. We propose to demonstrate such event memory reasoning capabilities in three different experiments. First, we evaluate the fundamental capabilities of our theory to explain different event memory phenomena, such as remembering. Second, we aim to show that our event memory theory provides a unified framework for building intelligent agents that generate explanations of their own behavior and  make inferences about the goals and intentions of other actors. Third, we evaluate whether our event memory theory facilitates cooperative behavior of computational agents in human-robot teams. The proposed work will be completed in December 2020. If our efforts are successful, we believe it will change the way humans interact with autonomous agents. People will better understand why robots, self-driving vehicles, and other agents behave the way they do, and as a result, will know when to trust them. This in turn will speed adoption of autonomous systems not only in military settings but, in everyday life.


Yuanwei Wu

Optimization for Training Deep Models and Deep Learning for Point Cloud Analysis and Image Classification

When & Where:


246 Nichols Hall

Committee Members:

Guanghui Wang , Chair
Taejoon Kim
Bo Luo
Heechul Yun
Haiyang Chao

Abstract

Deep learning (DL) has dramatically improved the state-of-the-art performances in broad applications of computer vision, such as image recognition, object detection, semantic/instance segmentation, and point cloud analysis. However, the reasons for such huge empirical success of DL still keep elusive theoretically. In this dissertation, to understand DL and improve its efficiency, robustness, and interpretability, we theoretically investigate optimization algorithms for training deep models and empirically explore deep learning for unsupervised learning tasks in point-cloud analysis and image classification. 

1). Optimization for Training Deep Models: Neural network training is one of the most difficult optimization problems involved in DL. Recently, to understand the global optimality in DL has attracted a lot of attention. However, we observe that conventional DL solvers have not been developed intentionally to seek for such global optimality. In this dissertation, we propose a novel approximation algorithm, BPGrad, towards optimizing deep models globally via branch and pruning. Empirically an efficient solver based on BPGrad for DL is proposed as well, and it outperforms conventional DL solvers such as Adagrad, Adadelta, RMSProp, and Adam in the tasks of object recognition, detection, and segmentation. 

2). Deep Learning for Unsupervised Learning Tasks: The architecture of neural networks is of central importance for many visual recognition tasks. In this dissertation, we focus on the emerging field of unsupervised learning for point clouds analysis and image classification. 

2.1) For point cloud analysis, we propose a novel unsupervised approach to jointly learn the 3D object model and estimate the 6D poses of multiple instances of the same object in a single end-to-end deep neural network framework, with applications to depth-based instance segmentation. Extensive experiments evaluate our technique on several object models and a varying number of instances in 3D point clouds. Compared with popular baselines for instance segmentation, our model not only demonstrates competitive performance, but also learns a 3D object model that is represented as a 3D point cloud. 

2.2) For low-quality image classification, we propose a simple while effective unsupervised deep feature transfer network to address the degrading problem of the state-of-the-art recognition algorithms on low-quality images. No fine-tuning is required in our method. Our network can be embedded into the state-of-the-art deep neural networks as a plug-in feature enhancement module. It preserves data structures in feature space for high-resolution images, and transfers the distinguishing features to low-resolution features space. Extensive experiments show that the proposed transfer network achieves significant improvements over the baseline method. 


Dhwani Pandya

A Comparison of Mining Incomplete and Inconsistent Data

When & Where:


2001 B Eaton Hall

Committee Members:

Jerzy Grzymala-Busse, Chair
Prasad Kulkarni
Suzanne Shontz


Abstract

In today's world of digital data, the field of data mining has come into the limelight. In data mining, patterns in data are found and accordingly can be analyzed further. Processing data as deep as possible is relevant in case of pattern recognition in huge data sets. In this whole process, we try to understand the data well in order to gain some useful results out of it. For the data to be analyzed correctly, it is better if it is complete and consistent.

We compare the effect of incomplete and inconsistent data in this project. The algorithm used for generating rules is the Modified Learning from Example Module version 2 (MLEM2). We used a single local probabilistic approach for all the datasets. We took 141 datasets into consideration for the error rate comparison of incomplete and inconsistent data. We used ten-fold cross validation and computed average error rate for each of the datasets. From our experiments, we observed that the error rate for incomplete data is greater than the error rate for inconsistent data.


Mahdi Jafarishiadeh

New Topology and Improved Control of Modular Multilevel Based Converters

When & Where:


1415 LEEP2

Committee Members:

Prasad Kulkarni, Chair
Reza Ahmadi
Glenn Prescott
Alessandro Salandrino
James Stiles

Abstract

Trends toward large-scale integration and the high-power application of green energy resources necessitate the advent of efficient power converter topologies, multilevel converters. Multilevel inverters are effective solutions for high power and medium voltage DC-to-AC conversion due to their higher efficiency, provision of system redundancy, and generation of near-sinusoidal output voltage waveform. Recently, modular multilevel converter (MMC) has become increasingly attractive. To improve the harmonic profile of the output voltage, there is the need to increase the number of output voltage levels. However, this would require increasing the number of submodules (SMs) and power semi-conductor devices and their associated gate driver and protection circuitry, resulting in the overall multilevel converter to be complex and expensive. Specifically, the need for large number of bulky capacitors in SMs of conventional MMC is seen as a major obstacle. This work proposes an MMC-based multilevel converter that provides the same output voltage as conventional MMC but has reduced number of bulky capacitors. This is achieved by introduction of an extra middle arm to the conventional MMC. Due to similar dynamic equations of the proposed converter with conventional MMC, several previously developed control methods for voltage balancing in the literature for conventional MMCs are applicable to the proposed MMC with minimal effort. Comparative loss analysis of the conventional MMC and the proposed multilevel converter under different power factors and modulation indexes illustrates the lower switching loss of proposed MMC. In addition, a new voltage balancing technique based on carrier-disposition pulse width modulation for modular multilevel converter is proposed.
The second part of this work focuses on an improved control of MMC-based high-power DC/DC converters. Medium-voltage DC (MVDC) and high-voltage DC (HVDC) grids have been the focus of numerous research studies in recent years due to their increasing applications in rapidly growing grid-connected renewable energy systems, such as wind and solar farms. MMC-based DC/DC converters are employed for collecting power from renewable energy sources. Among various developed DC/DC converter topologies, MMC-based DC/DC converter with medium-frequency (MF) transformer is a valuable topology due to its advantages. Specifically, they offer a significant reduction in the size of the MMC arm capacitors along with the ac-link transformer and arm inductors due to the ac-link transformer operating at medium frequencies. As such, this work focuses on improving the control of isolated MMC-based DC/DC (IMMDC) converters. The single phase shift (SPS) control is a popular method in IMMDC converter to control the power transfer. This work proposes conjoined phase shift-amplitude ratio index (PSAR) control that considers amplitude ratio indexes of MMC legs of MF transformer’s secondary side as additional control variables. Compared with SPS control, PSAR control not only provides wider transmission power range and enhances operation flexibility of converter, but also reduces current stress of medium-frequency transformer and power switches of MMCs. An algorithm is developed for simple implementation of the PSAR control to work at the least current stress operating point. Hardware-in-the-loop results confirm the theoretical outcomes of the proposed control method.


Xi Mo

3D Object Detection: From Stereo Vision to LiDAR Points

When & Where:


246 Nichols Hall

Committee Members:

Richard Wang, Chair
Taejoon Kim
Bo Luo
Heechul Yun
Huazhen Fang

Abstract

To design highly precise 3D object detection approaches for autonomous vehicle has been a crucial topic recently. Shallow machine learning methods such as clustering, support vector machines fail to accomplish multi-modal tasks for self-driving vehicle, while deep-learning based methods gain great success in regressing accurate 3D bound boxes and pose estimation of objects in complicated road scene. Though deep neural networks designed for LiDAR points and monocular-view inputs achieve highest performance in 3D object detection, binocular-views based networks suffer from intrinsic ambiguities therefore yielding less precise regressions. To remedy the ambiguities, we propose an efficient module to bridge the gap between 2D objection detection on stereopsis and real LiDAR points. Experiments on challenging KITTI dataset show that our method outperforms state-of-the-arts binocular-views based methods.


Shambo Ghosh

Comparison of error rates in rule induction using characteristic sets and maximal consistent blocks

When & Where:


2001 B Eaton Hall

Committee Members:

Jerzy Grzymala-Busse, Chair
Prasad Kulkarni
Guanghui Wang


Abstract

For the past several years, with almost every system being upgraded and digitized, data are getting generated and collected in huge amounts. But there is no use of collecting huge amounts of data unless we can make sense out of it. Generating rules from datasets helps to predict the possible outcomes from given datasets. The predictions are never error free and so all we can do is create rules from datasets that are as accurate as possible. Rule induction from large datasets can be based on different principles and rules induced from applying different methods lead to rulesets with different levels of accuracy. Some rules are more accurate than others. In this project, the goal is to compare two approaches of rule induction, from characteristic sets and from maximal consistent blocks. The aim is to study the error rates of rules generated by taking either of the two approaches. To validate the error rates of the rulesets, 10-fold cross validation method is applied.